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Full Text of HB3512
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HB3512 - 104th General Assembly
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104TH GENERAL ASSEMBLY
State of Illinois
2025 and 2026
HB3512
Introduced 2/18/2025, by Rep. Kam Buckner
SYNOPSIS AS INTRODUCED:
210 ILCS 85/10.9
210 ILCS 85/10.15 new
210 ILCS 85/10.20 new
210 ILCS 85/10.25 new
210 ILCS 85/10.30 new
Amends the Hospital Licensing Act. Requires hospitals licensed under
the Act to employ and schedule enough hospital workers to provide quality
patient care and ensure patient safety. Establishes requirements
concerning the reporting of staffing metrics for hospitals and the
Department of Public Health. Sets forth provisions concerning competency
validation credentials for each hospital worker hired; assignment despite
objection forms and procedures; and an assignment despite objection
resolution process. Provides that a hospital may not assign a certified
nursing assistant or patient care technician to more than 7 patients at a
time during a day or evening shift or more than 11 patients at a time
during a night shift. Sets forth provisions concerning direct-care
registered nurse-to-patient staffing ratios and deviations from the ratio;
complaint procedures; the Department's duties concerning complaints; meal
and rest periods; investigations for violating staffing requirements;
penalties and violations; recordkeeping requirements of a hospital; and
rulemaking by the Department.
LRB104 09276 BAB 19334 b
A BILL FOR
HB3512
LRB104 09276 BAB 19334 b
1
AN ACT concerning regulation.
2
Be it enacted by the People of the State of Illinois,
3
represented in the General Assembly:
4
Section 5.
The Hospital Licensing Act is amended by
5
changing Section 10.9 and by adding Sections 10.15, 10.20,
6
10.25, and 10.30 as follows:
7
(210 ILCS 85/10.9)
8
Sec. 10.9.
Hospital worker
Nurse
mandated overtime
9
prohibited.
10
(a) Definitions. As used in this Section:
11
"Hospital worker" means any person who receives an hourly
12
wage directly or indirectly via a subcontractor by a hospital
13
licensed under this Act.
14
"Mandated overtime" means work that is required by the
15
hospital in excess of an agreed-to, predetermined work shift.
16
Time spent by nurses required to be available as a condition of
17
employment in specialized units, such as surgical nursing
18
services, shall not be counted or considered in calculating
19
the amount of time worked for the purpose of applying the
20
prohibition against mandated overtime under subsection (b).
21
"Nurse" means any advanced practice registered nurse,
22
registered professional nurse, or licensed practical nurse, as
23
defined in the Nurse Practice Act, who receives an hourly wage
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1
and has direct responsibility to oversee or carry out nursing
2
care. For the purposes of this Section, "advanced practice
3
registered nurse" does not include a certified registered
4
nurse anesthetist who is primarily engaged in performing the
5
duties of a nurse anesthetist.
6
"Subcontractor" means any entity, including an individual
7
or individuals, that contracts with a hospital licensed under
8
this Act to supply a service. "Subcontractor" includes an
9
organization that, to a significant extent, is associated or
10
affiliated with, owns or is owned by, or has control of or is
11
controlled by, the entity furnishing services to a hospital
12
licensed under this Act.
13
"Unforeseen emergent circumstance" means (i) any declared
14
national, State, or municipal disaster or other catastrophic
15
event, or any implementation of a hospital's disaster plan,
16
that will substantially affect or increase the need for health
17
care services or (ii) any circumstance in which patient care
18
needs require specialized nursing skills through the
19
completion of a procedure. An "unforeseen emergent
20
circumstance" does not include situations in which the
21
hospital fails to have enough nursing staff to meet the usual
22
and reasonably predictable
patient care
nursing
needs of its
23
patients.
24
(b) Mandated overtime prohibited. No
hospital worker
nurse
25
may be required to work mandated overtime except in the case of
26
an unforeseen emergent circumstance when such overtime is
HB3512
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LRB104 09276 BAB 19334 b
1
required only as a last resort. Such mandated overtime shall
2
not exceed 4 hours beyond an agreed-to, predetermined work
3
shift.
4
(c)
Rest period required
Off-duty period
. When a
hospital
5
worker
nurse
is mandated to work up to 12 consecutive hours,
6
the
hospital worker
nurse
must be allowed at least 8
7
consecutive hours of
off-duty
time
off
immediately following
8
the completion of a shift.
9
(d) Retaliation prohibited. No hospital may discipline,
10
discharge, or take any other adverse employment action against
11
a
hospital worker
nurse
solely because the
hospital worker
12
nurse
refused to work mandated overtime as prohibited under
13
subsection (b).
14
(e) Violations. Any employee of a hospital that is subject
15
to this Act may file a complaint with the Department of Public
16
Health regarding an alleged violation of this Section. The
17
complaint must be filed within 45 days following the
18
occurrence of the incident giving rise to the alleged
19
violation. The Department must forward notification of the
20
alleged violation to the hospital in question within 3
21
business days after the complaint is filed. Upon receiving a
22
complaint of a violation of this Section, the Department may
23
take any action authorized under Section 7 or 9 of this Act.
24
(f) Proof of violation. Any violation of this Section must
25
be proved by clear and convincing evidence that a
hospital
26
worker
nurse
was required to work overtime against
the
HB3512
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LRB104 09276 BAB 19334 b
1
hospital worker's
his or her
will. The hospital may defeat the
2
claim of a violation by presenting clear and convincing
3
evidence that an unforeseen emergent circumstance, which
4
required overtime work, existed at the time the employee was
5
required or compelled to work.
6
(Source: P.A. 100-513, eff. 1-1-18
.)
7
(210 ILCS 85/10.15 new)
8
Sec. 10.15.
Additional staffing transparency and reporting
9
requirements.
10
(a) Definitions. As used in this Section:
11
"Hospital worker" means any person who receives an hourly
12
wage directly or indirectly via a subcontractor by a hospital
13
licensed under this Act.
14
"Staffing metric" means any tool used by hospital
15
management to determine safe staffing levels in a patient care
16
or support services unit.
17
"Subcontractor" means any entity, including an individual
18
or individuals, that contracts with a hospital licensed under
19
this Act to supply a service. "Subcontractor" includes an
20
organization that, to a significant extent, is associated or
21
affiliated with, owns or is owned by, or has control of or is
22
controlled by, the entity furnishing services to a hospital
23
licensed under this Act.
24
"Unit' means a functional division of a hospital that
25
provides patient care or support services.
HB3512
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LRB104 09276 BAB 19334 b
1
(b) Hospitals licensed under this Act must employ and
2
schedule enough hospital workers to provide quality patient
3
care and ensure patient safety.
4
(c) In order to ensure compliance with safe staffing
5
practices, hospitals licensed under this Act must make
6
available upon request all the staffing matrices or other
7
staffing metrics used to assess and maintain safe staffing
8
levels for hospital workers in each unit.
9
(d) A hospital must share with the Department at the
10
beginning of each calendar year any and all staffing matrices,
11
staffing metrics, and underlying materials used to determine
12
the metrics.
13
(e) The Department shall produce an annual report based on
14
staffing disclosures required under this Section beginning the
15
first year after the effective date of this amendatory Act of
16
the 104th General Assembly.
17
(f) The Department shall make recommendations for minimum
18
staffing standards for hospital workers in each hospital unit
19
based on the information collected via this Section.
20
(210 ILCS 85/10.20 new)
21
Sec. 10.20.
Hospital worker competency validation and
22
assignment despite objection.
23
(a) Findings. The General Assembly finds that:
24
(1) The State of Illinois has an obligation to ensure
25
hospitals provide quality patient care.
HB3512
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LRB104 09276 BAB 19334 b
1
(2) Numerous studies have linked patient outcomes,
2
including in-hospital mortality rates, to hospital worker
3
staffing.
4
(3) Despite the preponderance of evidence that
5
adequate staffing improves patient outcomes, hospitals in
6
Illinois and elsewhere too often systemically and
7
intentionally understaff to maximize profit, even at the
8
expense of quality patient care.
9
(4) The COVID-19 pandemic both exposed and exacerbated
10
these unsafe staffing practices.
11
(5) The State asserts that, based on their
12
demonstrated competencies and training, hospital workers
13
are best positioned to identify unsafe conditions that
14
jeopardize quality patient care, especially short
15
staffing.
16
(6) Hospitals perform competency validations and
17
ongoing verifications to ensure hospital workers know how
18
to perform their jobs safely and to identify unsafe
19
practices, including short staffing.
20
(7) The State should require hospitals to affirm that
21
hospital workers have received the necessary training to
22
safely perform their work via competency validations and
23
ongoing verification, and empower these hospital workers
24
to identify and formally object to unsafe working
25
conditions, including short staffing. (8) To facilitate
26
this, the State should create a dispute resolution process
HB3512
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LRB104 09276 BAB 19334 b
1
for hospital workers to formally object to unsafe working
2
conditions.
3
(b) Definitions. As used in this Section:
4
"Assignment despite objection" means a formal process by
5
which hospital workers notify management when they receive an
6
assignment that, based on their training, is potentially
7
unsafe.
8
"Competent employee" means a hospital worker whose
9
employer has received a competency validation or ongoing
10
verification during a given calendar year.
11
"Competency validation" means a determination based on a
12
hospital worker's satisfactory performance of each specific
13
element of their job description and of specific requirements
14
of the unit in which they are employed in a safe and ethical
15
manner.
16
"Hospital worker" means any person who receives an hourly
17
wage, directly or indirectly via a subcontractor, by a
18
hospital licensed under this Act.
19
"Ongoing verification" means an annual redetermination
20
based on a hospital worker's satisfactory performance of each
21
specific element of their job description and the specific
22
requirements of the unit in which they are employed in a safe
23
and ethical manner.
24
"Subcontractor" means any entity, including an individual
25
or individuals, that contracts with a hospital licensed under
26
this Act to supply a service. "Subcontractor" includes an
HB3512
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LRB104 09276 BAB 19334 b
1
organization that, to a significant extent, is associated or
2
affiliated with, owns or is owned by, or has control of or is
3
controlled by, the entity furnishing services to a hospital
4
licensed under this Act.
5
(c) Competency validation credential.
6
(1) Hospitals licensed under this Act shall conduct a
7
competency validation for each hospital worker hired, as a
8
condition of employment, within the first month of
9
employment and at no cost to the new hire.
10
(2) The competency validation formally affirms the
11
hospital has adequately trained a hospital worker to
12
perform all aspects of their job safely and to identify
13
unsafe conditions, including inadequate staffing.
14
(3) Hospitals must submit documentation of each
15
hospital worker's competency validation to the Department
16
within 2 weeks of the hospital worker's start date.
17
(4) Hospitals licensed under this Act shall also
18
conduct an ongoing verification for each hospital worker
19
employed during a given calendar year to determine each
20
hospital worker's continued competency to perform their
21
job. The hospitals shall submit documentation of each
22
hospital worker's ongoing verification to the Department
23
within 2 weeks of completion.
24
(5) Hospitals licensed under this Act shall submit a
25
list of all competent employees currently employed at the
26
end of each calendar year.
HB3512
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LRB104 09276 BAB 19334 b
1
(6) The Department shall maintain, and make available
2
to the public, a registry of all competent employees that
3
includes the hospital worker's name, address, contact
4
information, and current employer.
5
(7) Hospital employers that fail to comply with the
6
requirements of this Section shall receive a fine equal to
7
0.1% of annual revenue reported during the most recently
8
completed fiscal year each day until the hospital complies
9
with the law.
10
(d) Assignment despite objection.
11
(1) A hospital licensed under this Act must create an
12
assignment despite objection form that is applicable and
13
accessible to all hospital workers that enables the
14
hospital workers to formally object to unsafe working
15
conditions (including unsafe staffing levels) and shifts
16
liability for the unsafe working conditions to the
17
hospital.
18
(2) The assignment despite objection form must include
19
the following language: "This is to confirm that I
20
notified you that, in my professional judgment derived
21
from my competency validation, today's assignment is
22
unsafe and places patients at risk. As a result, the
23
facility is responsible for any adverse effects on patient
24
care."
25
(3) A hospital must retain a copy of each assignment
26
despite objection form and provide copies to the hospital
HB3512
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LRB104 09276 BAB 19334 b
1
worker's union (where relevant) and the Department.
2
Hospitals must provide a report of all assignment despite
3
objection forms filed annually at the end of each Calendar
4
Year and maintain these records for a minimum of 5 years.
5
(4) A hospital must not retaliate against hospital
6
workers for filing an assignment despite objection form or
7
for reporting or objecting to unsafe conditions.
8
(e) Resolution process.
9
(1) A hospital must develop a transparent, fair, and
10
expedient assignment despite objection resolution process
11
for all hospital workers either via collective bargaining
12
or in accordance with the Department process described in
13
paragraph (3).
14
(2) Hospital workers currently covered by a collective
15
bargaining agreement that includes an assignment despite
16
objection resolution process shall abide by the process
17
included in the collective bargaining agreement.
18
(3) Hospital workers not covered by a collective
19
bargaining agreement that includes an assignment despite
20
objection resolution process may use the Department's
21
resolution process. The Department's resolution process
22
for an assignment despite objection shall be as follows:
23
(A) Step 1: The objecting hospital worker shall
24
make a good faith effort to inform their manager or
25
supervisor at the time of the objection to assignment.
26
(B) Step 2: If the manager or supervisor fails to
HB3512
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LRB104 09276 BAB 19334 b
1
resolve the unsafe situation to the reporting hospital
2
worker's satisfaction, the hospital worker shall then
3
complete an assignment despite objection form and
4
submit a copy to the manager or supervisor, submit a
5
copy to the representative organization if covered by
6
a collective bargaining agreement, and keep a copy for
7
the hospital worker's records.
8
(C) Hospital management must respond in writing to
9
the assignment despite objection within one week of
10
its receipt and shall provide a copy of the response to
11
the hospital worker's representative organization if
12
the hospital worker is covered by a collective
13
bargaining agreement.
14
(D) Should the affected hospital worker(s) be
15
unsatisfied with the management's response, the
16
hospital must convene a Safety Review Panel composed
17
of 3 representatives selected by the hospital and 3
18
representatives selected by hospital workers via a
19
transparent democratic process (the hospital workers'
20
representatives need not be hospital employees). The
21
panel shall attempt to resolve the dispute within 15
22
days of referral, unless extended by mutual consent.
23
(E) In the event the Safety Review Panel cannot
24
resolve the dispute within 15 days of referral, the
25
Department shall appoint a mutually agreed upon
26
third-party neutral to assist in resolving the
HB3512
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LRB104 09276 BAB 19334 b
1
dispute. The third-party neutral shall make a binding
2
decision to resolve the dispute.
3
(4) Hospital employers that refuse to honor the
4
Department's assignment despite objection resolution
5
process shall receive a fine equal to 0.1% of annual
6
revenue reported each day during the most recently
7
completed fiscal year until the hospital complies with the
8
resolution process.
9
(5) The Department shall create a Hospital Safety
10
Advocate position responsible for enforcing the new
11
competency credentialing and assignment despite objection
12
requirements and developing additional rules, as needed.
13
(210 ILCS 85/10.25 new)
14
Sec. 10.25.
Certified nursing assistant & patient care
15
technician to patient ratios.
A hospital may not assign a
16
certified nursing assistant or patient care technician to more
17
than 7 patients at a time during a day or evening shift or more
18
than 11 patients at a time during a night shift.
19
(210 ILCS 85/10.30 new)
20
Sec. 10.30.
Direct-care registered nurse-to-patient
21
staffing ratios.
22
(a) Definitions. As used in this Section:
23
"Charge nurse" means a direct-care registered nurse who
24
coordinates patient care responsibilities among nurses in a
HB3512
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LRB104 09276 BAB 19334 b
1
hospital unit.
2
"Clinical care staff" means individuals who are licensed
3
or certified by the State and who provide direct care.
4
"Direct care" means any care provided by a licensed or
5
certified member of the hospital staff that is within the
6
scope of the license or certification of the member.
7
"Direct-care staff" means any of the following who are
8
routinely assigned to patient care and are replaced when they
9
are absent:
10
(1) registered nurses, including registered nurses
11
that do not assume primary responsibility for a patient's
12
care but have responsibility for consulting on patient
13
care;
14
(2) licensed practical nurses; or
15
(3) certified nursing assistants.
16
"Exclusive bargaining representative" means a labor
17
organization that is:
18
(1) certified as an exclusive representative by
19
the National Labor Relations Board; or
20
(2) certified as an exclusive representative by
21
the Employment Relations Board.
22
"Intensive care unit" means a unit of a hospital that
23
provides care to critically ill patients who require
24
advanced treatments, such as mechanical ventilation,
25
vasoactive infusions, continuous renal replacement
26
treatment, or who require frequent assessment and
HB3512
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LRB104 09276 BAB 19334 b
1
monitoring.
2
"Intermediate care unit" means a unit of a hospital
3
that provides progressive care, intensive specialty care,
4
or step-down care.
5
"Medical-surgical unit" means an inpatient unit in
6
which general medical or post-surgical level of care is
7
provided, excluding critical care units and any units
8
referred to in this Section.
9
"Progressive care" means care provided to hospital
10
patients who need more monitoring and assessment than
11
patients on the medical-surgical units but whose
12
conditions are not so unstable that they require care in
13
an intensive care unit.
14
"Step-down care" means care for patients transitioning
15
out of the intensive care unit who require more care and
16
attention than patients in a hospital's medical-surgical
17
units.
18
"Valid complaint" means a complaint containing an
19
allegation that, if assumed to be true, is a violation of
20
this Section.
21
(b) With respect to direct-care registered nurses, a
22
hospital must ensure that at all times:
23
(1) In an emergency department:
24
(A) a direct-care registered nurse is assigned to
25
not more than one trauma patient; and
26
(B) the ratio of direct-care registered nurses to
HB3512
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LRB104 09276 BAB 19334 b
1
patients averages no more than one-to-four over a
2
12-hour shift and a single direct-care registered
3
nurse may not be assigned more than 5 patients at one
4
time. Direct-care registered nurses assigned to trauma
5
patients may not be taken into account in determining
6
the average ratio.
7
(2) In an intensive care unit, a direct-care
8
registered nurse is assigned to no more than 2 patients.
9
(3) In a labor and delivery unit, a direct-care
10
registered nurse is assigned to no more than:
11
(A) 2 patients if the patients are not in active
12
labor or experiencing complications; or
13
(B) One patient if the patient is in active labor
14
or if the patient is at any stage of labor and is
15
experiencing complications.
16
(4) In a postpartum, antepartum, and well-baby
17
nursery, a direct-care registered nurse is assigned to no
18
more than 6 patients, counting mother and baby each as
19
separate patients.
20
(5) In a mother-baby unit, a direct-care registered
21
nurse is assigned to no more than 8 patients, counting
22
mother and baby each as separate patients.
23
(6) In an operating room, a direct-care registered
24
nurse is assigned to no more than one patient.
25
(7) In an oncology unit, a direct-care registered
26
nurse is assigned to no more than 4 patients.
HB3512
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LRB104 09276 BAB 19334 b
1
(8) In a post-anesthesia care unit, a direct-care
2
registered nurse is assigned to no more than 2 patients.
3
(9) In an intermediate care unit, a direct-care
4
registered nurse is assigned to no more than 3 patients.
5
(10) In a medical-surgical unit, a direct-care
6
registered nurse is assigned to no more than 5 patients.
7
(11) In a cardiac telemetry unit, a direct-care
8
registered nurse is assigned to no more than 4 patients.
9
(12) In a pediatric unit, a direct-care registered
10
nurse is assigned to no more than 4 patients.
11
(c) Notwithstanding subsection (b), the direct-care
12
registered nurse-to-patient ratio for an individual patient
13
shall be based on a licensed independent practitioner's
14
classification of the patient, as indicated in the patient's
15
medical record, regardless of the unit where the patient is
16
being cared for.
17
(d) With the approval of a majority of the members of the
18
hospital nurse staffing committee, a unit can deviate from the
19
direct-care registered nurse-to-patient ratios in subsection
20
(b), in pursuit of innovative care models that were considered
21
by the committee, by allowing other clinical care staff to
22
constitute up to 50% of the registered nurses needed to comply
23
with the applicable nurse-to-patient ratio. Staffing in an
24
innovative care model must be reapproved by the committee
25
every 2 years.
26
(e) A hospital shall provide for meal breaks and rest
HB3512
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LRB104 09276 BAB 19334 b
1
breaks in accordance with all rules and applicable laws.
2
(f) Each hospital unit may deviate, except with respect to
3
meal breaks and rest breaks, from the applicable direct-care
4
registered nurse-to-patient ratios under this Section, within
5
a period of 12 consecutive hours, no more than 6 times during a
6
rolling 30-day period, without being in violation of the nurse
7
staffing plan. The unit manager must notify the hospital nurse
8
staffing committee no later than 10 days after each deviation.
9
Each subsequent deviation during the 30-day period constitutes
10
a separate violation under Section 90.
11
(g) A hospital may not require a direct-care registered
12
nurse to be assigned to more patients than as specified in this
13
Section or in the nurse staffing plan approved by the hospital
14
nurse staffing committee, as applicable.
15
(h) A charge nurse may:
16
(1) take patient assignments, including patient
17
assignments taken for the purpose of covering staff who
18
are on meal breaks or rest breaks, in units with 10 or
19
fewer beds;
20
(2) take patient assignments, including patient
21
assignments taken for the purpose of covering staff who
22
are on meal breaks or rest breaks, in units with 11 or more
23
beds with the approval of the hospital nurse staffing
24
committee; and
25
(3) be taken into account in determining the
26
direct-care registered nurse-to-patient ratio during
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periods when the charge nurse is taking patient
2
assignments under this Section.
3
(i) Complaint procedure; meal and rest periods.
4
(1) An employee or an exclusive bargaining
5
representative of an employee may enforce requirements for
6
meal periods and rest periods adopted by rule by the
7
Department by electing to file a complaint in one of the
8
following ways:
9
(A) with the Department under this Section; or
10
(B) with the Department under rules adopted under
11
this Section.
12
(2) Upon receipt of a complaint under this Section,
13
the Department shall proceed on the complaint in
14
accordance with this Section.
15
(3) The Department shall deem a complaint filed under
16
this subsection to be withdrawn if notified by an employer
17
that:
18
(A) the employer received a grievance filed by the
19
employer or an exclusive bargaining representative of
20
the employee alleging the same violation as the
21
violation alleged in a complaint filed under this
22
subsection; or
23
(B) the employee or the exclusive bargaining
24
representative of the employee has filed a civil
25
complaint against the employer alleging the same
26
violation as the violation alleged in a complaint
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filed under this subsection.
2
(4) If the Department receives a complaint under
3
subsection (b) that was filed more than 60 days after the
4
date of the missed meal period or missed rest period
5
alleged in the complaint, the Department:
6
(A) shall dismiss the complaint; and
7
(B) may not investigate the complaint or take any
8
enforcement action with respect to the complaint.
9
(5) Following an investigation of a complaint filed
10
under subsection (b), if the Department determines that a
11
civil penalty is appropriate, the Department shall provide
12
to the hospital, to the cochairs of the nurse staffing
13
committee, and to the exclusive bargaining representative,
14
if any, a notice of the Department's intent to assess a
15
civil penalty of $200.
16
A civil penalty imposed under this Section:
17
(A) constitutes the liquidated damages of the
18
complainant for the missed meal period or rest period;
19
(B) may not be combined with a penalty assessed in
20
accordance with all applicable rules or laws;
21
(C) precludes any other penalty or remedy provided
22
by law for the violation found by the commissioner;
23
and
24
(D) becomes final if an application for hearing is
25
not requested in a timely manner.
26
(6) The liquidated damages imposed under this Section
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1
shall be paid to the complainant no later than 15 business
2
days after the date on which the order becomes final by
3
operation of law or 15 days after the issuance of a
4
decision on appeal. A hospital shall provide the
5
commissioner proof of the payment of liquidated damages no
6
later than 30 days after making the payment.
7
(7) An employee's failure to file a complaint under
8
subsection (b) does not preclude the employee from
9
pursuing any other remedy otherwise available to the
10
employee under any provision of law.
11
(8) Nothing in this Section creates a private cause of
12
action.
13
(j) The Department shall:
14
(1) implement a process for an employee or an
15
employee's exclusive bargaining representative to file a
16
complaint against a hospital under subsection (b) for
17
missed meal periods and rest periods.
18
(2) forward to the Department any complaint filed
19
under this Section no later than 14 days after the
20
complaint is filed; and
21
(3) no later than 30 days after receiving a complaint
22
under this Section, provide notice of the filing of the
23
complaint to the following:
24
(A) the hospital;
25
(B) the co-chairs of the nurse staffing committee
26
where applicable; and
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1
(C) the exclusive bargaining representative, if
2
any, of the employee filing the complaint.
3
(k) Staffing investigations.
4
(1) For the purpose of ensuring compliance with all
5
applicable laws and rules, the Department shall:
6
(A) within 60 days after receiving a complaint
7
against a hospital for violating a provision of this
8
Section, conduct an on-site investigation of the
9
hospital; and
10
(B) within 60 days after issuing an order
11
requiring a hospital to implement a plan to correct a
12
violation of this Section, conduct an investigation of
13
the hospital to ensure compliance with the plan.
14
(2) When conducting an investigation of a hospital to
15
ensure compliance with this Section, the Department shall,
16
if the Department provides notice of the investigation to
17
the hospital, provide notice of the investigation to the
18
cochairs of the hospital nurse staffing committee and
19
other applicable laws and rules.
20
(3) Following an investigation conducted under this
21
Section, the Department shall provide a written report of
22
the Department's findings to the hospital and the cochairs
23
of the hospital nurse staffing committee.
24
(4) When conducting an investigation of a hospital to
25
ensure compliance with all applicable laws and rules, the
26
Department may:
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1
(A) take evidence;
2
(B) take the depositions of witnesses in the
3
manner provided by law in civil cases;
4
(C) compel the appearance of witnesses in the
5
manner provided by law in civil cases;
6
(D) require answers to interrogatories; and
7
(E) compel the production of books, papers,
8
accounts, documents, and testimony pertaining to the
9
matter under investigation.
10
(l) Complaint procedures.
11
(1) As used in this Section, "valid complaint" means a
12
complaint containing an allegation that, if assumed to be
13
true, is a violation of this Section.
14
(2) To ensure compliance with all applicable laws and
15
rules, the Department shall:
16
(A) establish a method by which a hospital staff
17
person or an exclusive bargaining representative of a
18
hospital staff person may submit a complaint through
19
the Department's website regarding any violation of
20
this Section;
21
(B) no later than 14 days after receiving a
22
complaint, send a copy of the complaint to the
23
exclusive bargaining representative, if any, of the
24
staff person or staff persons who filed the complaint;
25
(C) no later than 30 days after receiving a valid
26
complaint of a violation of this Section, open an
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1
investigation of the hospital and provide a notice of
2
the investigation to the hospital and the cochairs of
3
the nurse staffing committee established under this
4
Section, or other lawfully established committees, and
5
to the exclusive bargaining representative, if any, of
6
the staff person or staff persons filing the
7
complaint. The notice must include a summary of the
8
complaint that does not include the complainant's name
9
or the specific date, shift, or unit but does include
10
the calendar week in which the complaint arose;
11
(D) not later than 80 days after opening the
12
investigation, conclude the investigation and provide
13
a written report on the complaint to the hospital, the
14
cochairs of the nurse staffing committee, and the
15
exclusive bargaining representative, if any, of the
16
staff person or staff persons filing the complaint.
17
The report:
18
(i) shall include a summary of the complaint;
19
(ii) shall include the nature of the alleged
20
violation or violations;
21
(iii) shall include the Department's findings
22
and factual bases for the findings;
23
(iv) shall include other information the
24
Department determines is appropriate to include in
25
the report; and
26
(v) may not include the name of any
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1
complainant, the name of any patient, or the names
2
of any individuals that the Department interviewed
3
in investigating the complaint;
4
(E) provide a notice of the civil penalty that
5
complies with all applicable laws and rules, and to
6
the hospital, the cochairs of the nurse staffing
7
committee, and the exclusive bargaining
8
representative, if any, of the staff person or staff
9
persons who filed the complaint if the Department
10
issues a warning or imposes one or more civil
11
penalties based on the report described in this
12
Section; and
13
(F) in determining whether to impose a civil
14
penalty, consider all relevant evidence, including,
15
but not limited to, witness testimony, written
16
documents, and the observations of the investigator.
17
(3) A hospital subject to a valid complaint shall
18
provide to the Department, no later than 20 days after
19
receiving the notice under of this Section:
20
(A) the staffing plan that is the subject of the
21
complaint;
22
(B) if relevant to the complaint, documents that
23
show the scheduled staffing and the actual staffing on
24
the unit that is the subject of the complaint during
25
the period of time specified in the complaint; and
26
(C) documents that show the actions described in
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1
this Section, if any, that the hospital took to comply
2
with the staffing plan or to address the issue raised
3
by the complaint.
4
(4) In conducting an investigation, the Department
5
shall review any document:
6
(A) related to the complaint that is provided by
7
the exclusive bargaining representative that filed the
8
complaint or by the hospital staff person who filed
9
the complaint and the person's exclusive bargaining
10
representative, if any; and
11
(B) provided by the hospital in response to the
12
complaint.
13
(5) In conducting an investigation, the Department
14
may:
15
(A) make an on-site inspection of the unit that is
16
the subject of the complaint;
17
(B) interview a manager for the unit and any other
18
staff persons with information relevant to the
19
complaint;
20
(C) interview the cochairs of the nurse staffing
21
committee;
22
(D) interview the staff person or staff persons
23
who filed the complaint unless the individual declines
24
to be interviewed; and
25
(E) compel the production of books, papers,
26
accounts, documents, and testimony pertaining to the
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1
complaint, other than documents that are privileged or
2
not otherwise subject to disclosure.
3
(6) A complaint by a hospital staff person or the
4
staff person's exclusive bargaining representative must be
5
filed no later than 60 days after the date of the violation
6
alleged in the complaint. The Department may not
7
investigate a complaint or take any enforcement action
8
with respect to a complaint that has not been filed
9
timely.
10
(m) Penalties.
11
(1) The Department shall impose civil penalties in the
12
manner provided for, or suspend or revoke a license of a
13
hospital, for a violation of any provision of this
14
Section. The Department shall adopt by rule a schedule
15
establishing the amount of civil penalty that may be
16
imposed for a violation of this Section when there is a
17
reasonable belief that safe patient care has been or may
18
be negatively impacted.
19
(2) The Department may suspend or revoke the license
20
of a hospital, in the manner provided by law or rule, for a
21
violation described in this Section.
22
(3) Each violation shall be considered a separate
23
violation and there is no limit on the number times that a
24
penalty may be imposed for repeated violations of the same
25
provision.
26
(4) The Department shall maintain for public
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1
inspection records of any civil penalties or license
2
suspensions or revocations imposed on hospitals penalized
3
under this Section.
4
(n) Violations.
5
(1) Following the receipt of a complaint and
6
completion of an investigation described in this Section,
7
for a violation described in this Section, the Department
8
shall:
9
(A) issue a warning for the first violation in a
10
4-year period;
11
(B) impose a civil penalty of $1,750 for the
12
second violation of the same provision in a 4-year
13
period;
14
(2) impose a civil penalty of $2,500 for the third
15
violation of the same provision in a 4-year period; and
16
(3) impose a civil penalty of $5,000 for the fourth
17
and subsequent violations of the same provision in a
18
4-year period.
19
(4) The Department shall take the actions described in
20
paragraph (1) of this subsection for the following
21
violations by a hospital of this Section:
22
(A) failure to comply with the nurse-to-patient
23
staffing ratios prescribed in this Section;
24
(B) failure to comply with the staffing
25
requirements for certified nursing assistants in this
26
Section; or
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LRB104 09276 BAB 19334 b
1
(C) requiring a nursing staff, except as allowed
2
by applicable law or rule to work:
3
(i) beyond an agreed-upon prearranged shift
4
regardless of the length of the shift;
5
(ii) more than 48 hours in any
6
hospital-defined work week;
7
(iii) more than 12 hours in a 24-hour period;
8
or
9
(iv) during the 10-hour period immediately
10
following the 12th hour worked during a 24-hour
11
period.
12
(3) A direct-care staff person may elect to enforce
13
meal break and rest break violations under this Section
14
and other applicable laws and rules by filing a complaint
15
with the Department in accordance with this Section.
16
(o) Public records. The Department shall post on a website
17
maintained by the Department:
18
(1) reports of audits described in this Section of the
19
hospital staffing plans received by the Department;
20
(2) any report of this Section made pursuant to an
21
investigation under this Section;
22
(3) any order requiring a hospital to implement a plan
23
to correct a violation;
24
(4) any order imposing a civil penalty against a
25
hospital or suspending or revoking the license of a
26
hospital pursuant; and
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1
(5) any other matter recommended by the Illinois
2
Nursing Workforce Center and Advisory Board.
3
(o) Recordkeeping. A hospital shall keep and maintain
4
records necessary to demonstrate compliance with this Section.
5
For purposes of this Section, the Department shall adopt rules
6
specifying the content of the records and the form and manner
7
of keeping, maintaining, and disposing of the records. A
8
hospital must provide records kept and maintained under this
9
Section to the Department upon request.
10
(p) Rulemaking. The Department may adopt any rules
11
necessary for implementation of this Section.
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