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Resolve, to Establish the Commission to Study the Judicial Disciplinary Process

Resolve, to Establish the Commission to Study the Judicial Disciplinary Process

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Sponsor
Representative Adam Lee
Last action
2026-04-29
Official status
Died in Possession of the Senate when the Legislature adjourned Sine Die and was PLACED IN THE LEGISLATIVE FILES . (DEAD)
Effective date
Not listed

Plain English Breakdown

Using official source text because the generated explanation was unavailable or could not be confirmed against the official bill text.

Resolve, to Establish the Commission to Study the Judicial Disciplinary Process

Resolve, to Establish the Commission to Study the Judicial Disciplinary Process Sponsor: Representative Adam Lee Reference committee: Judiciary Latest committee action: Reported Out; OTP-AM/ONTP

What This Bill Does

  • Resolve, to Establish the Commission to Study the Judicial Disciplinary Process Sponsor: Representative Adam Lee Reference committee: Judiciary Latest committee action: Reported Out; OTP-AM/ONTP

Limits and Unknowns

  • This entry is temporarily using official source text because the generated explanation could not be confirmed against the official bill text during the last sync.

Amendments

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Adopted by House & Senate

Plain English: Page 1 - 132LR0937(02) COMMITTEE AMENDMENT 1 L.D.

  • Page 1 - 132LR0937(02) COMMITTEE AMENDMENT 1 L.D.
  • 1810 2 Date: (Filing No.
  • H- ) 3JUDICIARY 4 Reproduced and distributed under the direction of the Clerk of the House.
  • 5STATE OF MAINE 6HOUSE OF REPRESENTATIVES 7132ND LEGISLATURE 8FIRST SPECIAL SESSION 9 COMMITTEE AMENDMENT “ ” to H.P.

Bill History

  1. 2026-04-29 Senate

    Died in Possession of the Senate when the Legislature adjourned Sine Die and was PLACED IN THE LEGISLATIVE FILES . (DEAD)

  2. 2025-06-16 House

    FINALLY PASSED . Sent for concurrence. ORDERED SENT FORTHWITH.

  3. 2025-06-12 Committee

    Reported Out; OTP-AM/ONTP

  4. 2025-05-21 Committee

    Work Session Held

  5. 2025-05-21 Committee

    Voted; Divided Report

  6. 2025-04-25 Committee

    Referred to Committee on Judiciary.

Official Summary Text

Resolve, to Establish the Commission to Study the Judicial Disciplinary Process
Sponsor:
Representative Adam Lee
Reference committee:
Judiciary
Latest committee action:
Reported Out; OTP-AM/ONTP

Current Bill Text

Read the full stored bill text
Printed on recycled paper
132nd MAINE LEGISLATURE
FIRST SPECIAL SESSION-2025
Legislative Document No. 1810
H.P. 1211 House of Representatives, April 29, 2025
An Act to Formalize a Process for Reviewing the Conduct of Judges
and Justices
Received by the Clerk of the House on April 25, 2025. Referred to the Committee on
Judiciary pursuant to Joint Rule 308.2 and ordered printed pursuant to Joint Rule 401.
ROBERT B. HUNT
Clerk
Presented by Representative LEE of Auburn.
Cosponsored by Senator BAILEY of York and
Representatives: ARATA of New Gloucester, BOYER of Poland, CARUSO of Caratunk,
FAULKINGHAM of Winter Harbor, HASENFUS of Readfield, SATO of Gorham,
SINCLAIR of Bath, Senator: BENNETT of Oxford.

Page 1 - 132LR0937(01)
1Be it enacted by the People of the State of Maine as follows:
2Sec. 1. 4 MRSA §9-B, as amended by PL 1999, c. 547, Pt. B, §3 and affected by
3 §80, is repealed.
4Sec. 2. 4 MRSA c. 1, sub-c. 3 is enacted to read:
5SUBCHAPTER 3
6COMMISSION ON JUDICIAL CONDUCT
7§71. Definitions
8 As used in this subchapter, unless the context otherwise indicates, the following terms
9 have the following meanings.
101. Commission. "Commission" means the Commission on Judicial Conduct
11 established by Title 5, section 12004-G, subsection 23-B and described in section 72.
122. Grounds for discipline. "Grounds for discipline" has the same meaning as
13 described in section 73, subsection 5.
143. Independent source. "Independent source" means a person other than a member
15 of the commission, commission staff or the judge.
164. Judge. "Judge" or "the judge" means the active or active retired Probate Court
17 Judge, District Court Judge, Superior Court Justice or Justice of the Supreme Judicial Court
18 who is the subject of allegations in a proceeding initiated under section 75, subsection 1 or
19 section 77, subsection 1.
20§72. Commission on Judicial Conduct
211. Membership. The Commission on Judicial Conduct, established by Title 5, section
22 12004-G, subsection 23-B, consists of 9 members appointed as follows:
23 A. An active Superior Court Justice, appointed by the Chief Justice of the Supreme
24 Judicial Court;
25 B. An active District Court Judge, appointed by the Chief Justice of the Supreme
26 Judicial Court;
27 C. An active Probate Court Judge, appointed by the Chief Justice of the Supreme
28 Judicial Court;
29 D. Three members who are attorneys licensed to practice law in this State and members
30 in good standing of the bar of this State, appointed by the Chief Justice of the Supreme
31 Judicial Court; and
32 E. Three members of the public, who may not be members of the bar of this State,
33 appointed by the Governor.
342. Alternate members. The appointing authority under subsection 1, paragraphs A
35 to E shall appoint one alternative member in that membership category, who serves on the
36 commission in the event that a commission member from the same membership category
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37 is, pursuant to the rules adopted by the commission, disqualified from participating in a
38 particular proceeding before the commission.
33. Terms. Members are appointed for 6-year terms. A member may not serve more
4 than one term in office consecutively, except that a member appointed to fill a vacancy
5 under subsection 4 may thereafter be reappointed to serve a single term after the expiration
6 of the term for which the member filled the vacancy.
74. Vacancies. In the event of a vacancy during an unexpired term of a member, the
8 appointing authority may fill the vacancy for the remainder of the term.
95. Chair. Every 3 years, or sooner if there is a vacancy in the office of chair, the
10 commission members shall elect one member to serve as chair for at least one 3-year term.
11§73. Scope of authority
121. Scope of authority. The commission's authority over judicial conduct is governed
13 by this subsection.
14 A. The commission may receive information, investigate, conduct hearings and make
15 recommendations to the Supreme Judicial Court concerning allegations that a judge
16 has engaged in actions or omissions that constitute grounds for discipline and
17 allegations of mental or physical disability affecting the judicial performance of all
18 Justices of the Supreme Judicial Court, Justices of the Superior Court, Judges of the
19 District Court and Judges of the Probate Court, including any active retired justice or
20 judge.
21 B. The commission's authority in paragraph A applies to the conduct of a Justice of
22 the Supreme Judicial Court, Justice of the Superior Court, Judge of the District Court
23 or Judge of the Probate Court during the judge's term of office and to the judge's
24 conduct as an attorney at law before or during the judge's term of office.
252. Other authority unaffected. This subchapter may not be construed to limit or
26 abrogate the inherent authority of the Supreme Judicial Court to supervise and discipline
27 judges; the authority of the Legislature to remove a judge by impeachment; the authority
28 of the Governor to remove a judge upon the address of both branches of the Legislature; or
29 any supervisory authority provided by law or court rule of the Chief Justice of the Superior
30 Court or the Chief Judge of the District Court.
313. Precedent. In exercising its authority under this subchapter, the commission shall
32 give substantial weight to any relevant decisions of the Supreme Judicial Court or a
33 grievance panel of the Board of Overseers of the Bar.
344. Limitations period. The commission may not consider complaints arising out of
35 acts or omissions occurring more than one year prior to the date commission proceedings
36 are initiated under section 75, subsection 1 or section 77, subsection 1 unless:
37 A. The complaint alleges a pattern of recurring conduct, the most recent occurrence of
38 which occurred within the one-year period described in this subsection; or
39 B. The commission determines that good cause supports consideration of additional
40 conduct predating the one-year period described in this subsection.
415. Grounds for discipline. In the absence of fraud, corrupt motive, bad faith or a clear
42 indication that a judge's conduct violates the Maine Code of Judicial Conduct, the
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43 commission may not take action against a judge based on the judge's findings of fact,
44 conclusions of law or application of the law as understood by the judge. The commission
45 may take action against a judge based on the judge's:
4 A. Conviction of murder or a Class A, Class B or Class C crime;
5 B. Willful misconduct in office;
6 C. Willful misconduct that, although not related to judicial duties, brings the judicial
7 office into disrepute;
8 D. Conduct prejudicial to the administration of justice or conduct unbecoming a
9 judicial officer, whether conduct in office or conduct outside of judicial duties that
10 brings the judicial office into disrepute; or
11 E. Conduct that constitutes a violation of the Maine Code of Judicial Conduct or the
12 Maine Rules of Professional Conduct.
13§74. Commission responsibilities; executive director; immunity
141. Commission; powers and duties. In addition to any other powers or duties
15 specified in this subchapter, the commission has the following powers and duties.
16 A. The commission shall receive complaints and may conduct investigations and
17 hearings and make recommendations concerning allegations that a judge has engaged
18 in actions or omissions that constitute grounds for discipline and allegations of mental
19 or physical disability affecting a judge's judicial performance.
20 B. The commission shall hire an executive director who serves at the pleasure of the
21 commission. The executive director must be an attorney licensed to practice law in
22 this State and a member in good standing of the bar of this State but may not be engaged
23 in the active practice of law while employed as the executive director.
24 C. The commission shall adopt rules to carry out the purposes of this subchapter,
25 including rules establishing reasonable time limits for all stages of commission
26 proceedings and standards for extending those time limits. Rules adopted pursuant to
27 this paragraph are exempt from the requirements of Title 5, chapter 375, subchapter 2-
28 A but must be approved by the Supreme Judicial Court.
292. Executive director; powers and duties. In addition to any powers and duties
30 prescribed by the commission, the executive director of the commission hired pursuant to
31 subsection 1, paragraph B has the following powers and duties.
32 A. The executive director may receive information, allegations and complaints on
33 behalf of the commission; make preliminary evaluations of and screen complaints;
34 conduct investigations; and recommend dispositions to the commission.
35 B. The executive director may, with the approval of the commission, employ special
36 counsel, private investigators or other experts and clerical staff as necessary to
37 investigate and process matters before the commission and before the Supreme Judicial
38 Court. The executive director may not employ persons employed by the Attorney
39 General or any law enforcement officers for these purposes.
40 C. The executive director shall maintain the commission's records; maintain statistics
41 concerning the operation of the commission; prepare the commission's budget for
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42 approval by the commission and administer its funds; and prepare the annual report of
43 the commission's activities required by subsection 4 for the commission's approval.
33. Absolute immunity. Commission members, the executive director, other
4 commission staff and hearing officers appointed by the Supreme Judicial Court are immune
5 from suit for all conduct in the course of their official duties under this subchapter.
64. Annual report. By January 15th of each year, the commission shall submit to the
7 Chief Justice of the Supreme Judicial Court and the joint standing committee of the
8 Legislature having jurisdiction over judiciary matters an annual report of the commission's
9 activities together with any recommendations for improving judicial oversight in the State,
10 including recommendations for amending court rules and procedures and state laws
11 governing judicial oversight. The joint standing committee of the Legislature having
12 jurisdiction over judiciary matters may report out legislation on matters related to the report
13 to any regular or special session of the Legislature.
14§75. Prehearing procedures
151. Initiation of proceedings. Commission proceedings may be initiated by oral or
16 written complaint alleging facts that, if true, would be grounds for discipline. Commission
17 proceedings may also be initiated by the commission's own motion when the commission
18 receives reasonable information, including reports in the news media, regarding conduct
19 that would be grounds for discipline. Upon receipt of such a complaint or approval of the
20 commission's own motion, the commission shall conduct a prompt inquiry, investigation
21 and evaluation.
222. Notice. The commission shall promptly notify the judge of the proceedings and the
23 subject matter of any complaint received or motion approved under subsection 1 regarding
24 the judge unless one of the following is true:
25 A. The commission determines that, due to the nature of the allegations supporting the
26 complaint or motion, delay is necessary to preserve evidence. Notice may be delayed
27 by the commission under this paragraph until the evidence to be preserved is obtained,
28 the proceedings are dismissed or a sworn complaint or statement of allegations is
29 served on the judge pursuant to subsection 7; or
30 B. The commission determines that the identity of the complainant can be readily
31 determined by the judge and there is a danger of reprisal against the complainant.
32 Notice may be delayed by the commission under this paragraph until the danger of
33 reprisal ends, the proceedings are dismissed or a sworn complaint or statement of
34 allegations is served on the judge pursuant to subsection 7. If the commission
35 determines that there is an ongoing danger of reprisal, the notice provided under this
36 subsection and the sworn complaint or statement of allegations served under subsection
37 7 may be drafted in a manner that conceals the identity of the complainant.
383. Screening. The commission shall discourage and promptly dismiss complaints that
39 the commission determines are frivolous, unfounded or not within the commission's
40 jurisdiction. The commission shall notify the judge and the complainant, if any, of the
41 dismissal and of the reason for the dismissal.
424. Subpoena power; oaths. At any stage of the proceeding, the commission may,
43 within the time limits established by the commission by rule, compel by subpoena the
44 attendance and testimony of witnesses, including the judge who is the subject of the
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45 proceeding, and the inspection or production of documents, books, accounts, written or
46 electronically recorded statements and other records; administer oaths; and examine any
47 person under oath.
45. Evaluation; decision to proceed. After conducting a thorough inquiry,
5 investigation and evaluation, the executive director shall recommend to the commission
6 and the commission shall decide by majority vote whether there is adequate reason to
7 proceed to the preparation of a detailed complaint or statement of allegations.
86. Detailed complaint or statement of allegations. If a majority of the commission
9 votes in favor of proceeding to the preparation of a detailed complaint or statement of
10 allegations, the commission shall request that the complainant file with the commission a
11 detailed, sworn complaint against the judge. If a sworn complaint cannot be obtained, the
12 executive director shall prepare a detailed statement of the allegations against the judge.
13 The detailed complaint or statement of allegations must clearly set forth each alleged action
14 or omission that constitutes grounds for discipline, the facts alleged in support of the
15 allegation and each provision of law, the Maine Code of Judicial Conduct or the Maine
16 Rules of Professional Conduct allegedly violated.
177. Service; answer; personal appearance. The judge must be promptly served with
18 a copy of the detailed complaint or statement of allegations. Within 21 days after receiving
19 the detailed complaint or statement of allegations, the judge shall file a written answer and
20 any request for personal appearance with the commission.
218. Process prior to formal charges. The judge may be represented by counsel and,
22 within the time limits established by the commission by rule before the issuance of formal
23 charges under subsection 11, may compel by subpoena the attendance and testimony of
24 witnesses through depositions and the inspection or production of documents, books,
25 accounts, written or electronically recorded statements and other records. The judge may
26 file written materials for commission consideration before the issuance of formal charges
27 under subsection 11. If the judge requests a personal appearance before the commission
28 before the issuance of formal charges under subsection 11, the judge's statement and any
29 statement of the judge's counsel must be recorded.
309. Insufficient cause to proceed. If, at any time prior to the issuance of formal charges
31 under subsection 11, the commission determines that it lacks sufficient cause to proceed,
32 the commission must close the investigation, dismiss the complaint or statement of
33 allegations and notify the judge and any complainant in writing that the commission has
34 found insufficient cause to proceed. Information obtained by the commission in the course
35 of an investigation closed prior to the issuance of formal charges under subsection 11 may
36 not be used in a subsequent commission proceeding unless:
37 A. The subsequent proceeding involves similar allegations against the judge that
38 suggest a pattern of recurring conduct constituting grounds for discipline;
39 B. The subsequent proceeding involves an allegation that the judge violated the
40 conditions of an informal adjustment pursuant to section 79 arising out of the closed
41 investigation; or
42 C. Information about the closed investigation is used solely for purposes of
43 determining the appropriate sanction to be imposed in the subsequent proceeding.
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110. Amendment of complaint or statement of allegations; response. Upon notice
2 to the judge, the commission may amend the complaint or statement of allegations prior to
3 the issuance of formal charges under subsection 11. If the complaint or statement of
4 allegations is amended, the judge may, within 21 days after receiving the amended
5 complaint or statement of allegations, amend the judge's written response and, within the
6 time established by the commission by rule, submit additional written material for the
7 commission's consideration pursuant to the procedures set forth in subsection 8.
811. Issuance of formal charges. After the expiration of the time established by the
9 commission by rule for the judge to submit written materials and personally appear before
10 the commission under subsection 8 in response to a complaint or statement of allegations
11 or an amended complaint or statement of allegations, the commission shall decide whether
12 a preponderance of the credible evidence supports a finding that the judge's conduct
13 constitutes grounds for discipline. If a majority of all commission members votes in favor
14 of a finding of sufficient cause, the commission shall issue formal charges stating the
15 allegations for which sufficient cause is found. A copy of the formal charges must be
16 served promptly on the judge who may, within 10 days after receiving service, file a written
17 response with the commission.
1812. Appointment of hearing officer. Immediately after expiration of the 10-day
19 response period described in subsection 11, the commission shall file a copy of the formal
20 charges and of any written response by the judge with the Supreme Judicial Court, which
21 shall promptly appoint a hearing officer.
22§76. Hearing; recommendations; attorney's fees
231. Notice of hearing. After appointment of a hearing officer under section 75,
24 subsection 12, the commission shall schedule the hearing and provide notice of the date
25 and time of the hearing to the judge and all counsel who have entered an appearance in the
26 proceeding. The hearing must be scheduled without undue delay and in a manner that
27 affords the judge ample opportunity to prepare for the hearing.
282. Amendment of formal charges or response. The hearing officer shall permit the
29 judge to amend the judge's written response to the formal charges within the time limit
30 provided by the commission by rule. After commencement of the hearing, the formal
31 charges may be amended by leave of the hearing officer or with the consent of the judge
32 only if the amendment is technical in nature and the judge is afforded adequate time to
33 prepare a response or provide evidence in response to the amendment.
343. Discovery; process. Within the time limits provided by the commission by rule,
35 the judge and the commission may conduct the same types of discovery available in civil
36 proceedings in this State. The judge and the commission may, within the time limits
37 established by the commission by rule, compel by subpoena the attendance and testimony
38 of witnesses and the inspection or production of documents, books, accounts, written or
39 electronically recorded statements and other records.
404. Enforcement of process. The Supreme Judicial Court may enforce subpoenas and
41 other legal process in commission proceedings under this section and section 75 or may
42 delegate the power to enforce legal process to another appropriate court.
435. Procedure and evidence. The hearing officer appointed by the Supreme Judicial
44 Court under section 75, subsection 12 shall preside at the hearing, which must be open to
Page 7 - 132LR0937(01)
45 the public, recorded and transcribed and conducted so as to provide due process to the
46 judge. All testimony received at the hearing must be under oath. The Maine Rules of
47 Evidence, including all rules governing privilege that are applicable in civil proceedings
48 apply, except that, if the judge raises the judge's own physical or mental condition as a
49 defense to the formal charges, the judge is deemed to have waived any applicable privilege
50 between the judge as a patient and a health care professional or mental health care
51 professional.
86. Burden of proof. The formal charges must be prosecuted by a member of
9 commission staff, who must be an attorney, or by special counsel retained by the
10 commission for this purpose. The commission bears the burden of demonstrating the
11 grounds for discipline by clear and convincing evidence.
127. Proposed findings and recommendations; objections. At the conclusion of the
13 hearing, the hearing officer shall submit to the commission and the judge a written
14 statement of proposed findings and recommendations along with a transcript of the
15 testimony and all exhibits presented at the hearing. The judge and counsel for the
16 commission may submit written objections to the hearing officer's findings and
17 recommendations within 20 days after receiving a copy of those findings and
18 recommendations. Any objections by the judge or counsel for the commission must be
19 included in the record submitted to the commission.
208. Commission hearing and decision. After receipt of the hearing officer's proposed
21 findings and recommendations, the record and any objections, the commission shall
22 conduct a public hearing at which the judge and the complainant, if any, are afforded an
23 opportunity to be heard. Notwithstanding any provision of law to the contrary, the
24 commission shall conduct its deliberations in executive session. If a majority of the
25 commission votes in favor of finding that the grounds for discipline have been
26 demonstrated by clear and convincing evidence and in favor of recommending that a
27 sanction be imposed, the commission shall issue a written decision containing sufficient
28 findings and recommendations to inform the judge and the Supreme Judicial Court of the
29 reasons for reaching its findings and recommendations.
309. Referral to Supreme Judicial Court. Within 90 days of the date of the
31 commission hearing, the commission's written decision under subsection 8 must be
32 transmitted to the Supreme Judicial Court along with the record of the proceedings, which
33 must include the transcript of and evidence presented at the hearing before the hearing
34 officer; the hearing officer's findings and proposed recommendations; any objections by
35 the judge or counsel for the commission to the hearing officer's findings and proposed
36 recommendations; the transcript of the hearing before the commission; and the findings
37 and recommendations of any dissenting members of the commission. The commission
38 may extend the 90-day period for good cause.
3910. Dismissal. If a majority of the members of the commission vote in favor of finding
40 that the grounds for discipline have not been demonstrated by clear and convincing
41 evidence or vote in favor of not recommending the imposition of a sanction, the formal
42 charges must be dismissed and the judge and the complainant, if any, must be notified of
43 the dismissal by the commission.
4411. Informal adjustment. This section may not be construed to prohibit the
45 commission from disposing of the matter by informal adjustment pursuant to section 79 at
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46 any time prior to submission of the matter to the Supreme Judicial Court under subsection
47 9.
312. Expenses. The following provisions govern expenses in proceedings under this
4 subchapter.
5 A. Witnesses are entitled to the same remuneration for fees and expenses as witnesses
6 in civil actions in state court. The party calling the witnesses is responsible for
7 remuneration of the witness unless:
8 (1) The mental or physical ability of the judge is in issue, in which case the
9 commission is responsible for paying all witnesses, including witnesses called by
10 the judge, whose testimony relates to the judge's mental or physical ability; or
11 (2) The Supreme Judicial Court determines that the imposition of expert witness
12 fees would cause a financial hardship or injustice on the judge, in which case the
13 commission is responsible for paying those fees.
14 B. The judge is entitled to receive, without cost, a transcript of all proceedings under
15 this subchapter.
16 C. Except as provided in this paragraph, the judge is responsible for payment of the
17 judge's attorney's fees. With the approval of the Supreme Judicial Court, the judge is
18 entitled to an award of the judge's reasonable attorney's fees by the State if the matter
19 is dismissed by the commission at any stage after the filing of a detailed complaint or
20 statement of allegations; the Supreme Judicial Court disagrees with a recommendation
21 by the commission to impose discipline; or the Supreme Judicial Court determines that
22 justice would be served by reimbursement of the judge's reasonable attorney's fees.
23§77. Physical or mental disability affecting judicial performance
241. Initiation of proceedings. Commission proceedings may be initiated by oral or
25 written complaint containing allegations of mental or physical disability affecting the
26 judge's judicial performance. Commission proceedings may also be initiated by the
27 commission's own motion when the commission receives reasonable information,
28 including reports in the news media, that may be grounds for concluding that the judge has
29 a mental or physical disability affecting the judge's judicial performance. Upon receipt of
30 such a complaint or approval of the commission's own motion, the commission shall
31 conduct a prompt inquiry, investigation and evaluation.
322. Provisions of subchapter applicable. The provisions of section 72, subsection 4
33 and sections 75, 76, 79 and 80 apply, as far as possible, to proceedings involving allegations
34 of a mental or physical disability affecting a judge's judicial performance, except as
35 provided in this subsection.
36 A. If the judge denies an allegation of a mental or physical disability affecting the
37 judge's judicial performance:
38 (1) The judge is deemed to have waived any applicable privilege between the judge
39 as a patient and a health care professional or mental health care professional;
40 (2) The judge is deemed to have consented to a physical or mental examination by
41 a qualified health care professional designated by the commission. Copies of any
42 report prepared by the designated health care professional must be provided to both
43 the judge and the commission; and
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1 (3) The commission shall require the judge to produce all relevant medical records.
2 B. The commission shall reimburse the judge for the reasonable expenses of any
3 witnesses called by the judge whose testimony relates to the judge's alleged mental or
4 physical disability.
5 C. If the judge is not represented by counsel, the commission shall appoint an attorney
6 to represent the judge at public expense.
7§78. Proceedings involving Supreme Judicial Court Justice
8 If a majority of the commission votes in favor of imposing discipline and submits a
9 matter to the Supreme Judicial Court under section 76, subsection 9 and the matter involves
10 the conduct of or the physical or mental disability of an Associate Justice of the Supreme
11 Judicial Court, the Associate Justices of the Supreme Judicial Court may not participate in
12 the resolution of the proceeding. The Chief Justice of the Supreme Judicial Court shall
13 identify, from among all Justices of the Superior Court and all Judges of the District Court,
14 the 6 judges or justices with the most judicial experience and shall appoint those 6 judges
15 or justices to serve in place of the associate justices.
16§79. Dismissal; informal adjustment; recommended sanction
171. Dismissal. The commission may dismiss a proceeding under section 75, 76 or 77
18 as unjustified or unfounded at any time prior to submission of the matter to the Supreme
19 Judicial Court under section 76, subsection 9.
202. Informal adjustment. At any time prior to submission of the matter to the Supreme
21 Judicial Court under section 76, subsection 9, the commission may, with the agreement of
22 the judge, terminate the matter and either accept the judge's voluntary retirement or impose
23 one or more of the following types of discipline on a judge:
24 A. Issuing a private reprimand;
25 B. Admonishing the judge that the judge's conduct is or may be grounds for discipline;
26 or
27 C. Imposing conditions on the judge's future conduct.
283. Recommended sanction. The hearing officer may propose and a majority of the
29 commission may recommend that the Supreme Judicial Court impose one or more of the
30 following types of discipline on a judge:
31 A. Removal;
32 B. Retirement;
33 C. Imposition of attorney discipline under the Maine Rules of Professional Conduct;
34 D. Imposition of limitations or conditions on the performance of judicial duties;
35 E. Public or private reprimand or censure;
36 F. Imposition of a fine;
37 G. Assessment of costs and expenses; or
38 H. Imposition of any other sanction that is reasonable and lawful.
39§80. Confidentiality
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11. Confidentiality prior to filing formal charges. Notwithstanding any provision of
2 law to the contrary and except as provided in subsection 2, all commission proceedings are
3 confidential until formal charges have been filed with the Supreme Judicial Court under
4 section 75, subsection 12. The commission shall establish by rule procedures for ensuring
5 that commission members and staff maintain the confidentiality required by this
6 subsection.
72. Exceptions. Notwithstanding the provisions of subsection 1, commission
8 proceedings are not confidential in the following circumstances.
9 A. Information obtained by the commission in the course of an investigation closed
10 prior to the issuance of formal charges may be used in a subsequent commission
11 proceeding pursuant to section 75, subsection 9.
12 B. If the judge waives the confidentiality of the proceeding or the subject matter
13 becomes public through an independent source, the commission may confirm the
14 pendency of the proceeding, clarify procedural aspects of the proceeding, explain the
15 judge's right to a fair hearing and indicate whether the judge has denied the allegations
16 in the proceeding.
17 C. If the proceeding was initiated as a result either of notoriety or because the conduct
18 at issue is a matter of public record and the proceeding is subsequently terminated
19 before the issuance of formal charges, the commission may release information
20 concerning its decision to terminate the proceeding.
21 D. In accordance with procedures established by the commission by rule, which must
22 require reasonable notice to the judge unless the judge has signed a written waiver of
23 the right to such notice, the commission may disclose information about proceedings:
24 (1) To any federal or state agency or body established for screening candidates for
25 judicial appointment if that agency or body seeks information or written materials
26 from the commission in connection with the selection or appointment of the judge
27 for a judicial position; or
28 (2) To the Chief Justice of the Supreme Judicial Court, the Chief Justice of the
29 Superior Court or the Chief Judge of the District Court if the Chief Justice or Chief
30 Judge seeks information or written materials from the commission in connection
31 with the assignment of the judge for duties as an Active Retired Justice or Active
32 Retired Judge.
333. Confidentiality after filing formal charges. Notwithstanding any provision of
34 law to the contrary, commission proceedings may remain confidential after formal charges
35 have been filed with the Supreme Judicial Court only if the judge, a majority of the
36 commission and the complainant, if any, all agree in writing based on the nature of the
37 formal charges or as necessary to protect public safety.
38§81. Advisory committee
39 The Chief Justice of the Supreme Judicial Court may establish an advisory committee
40 with the authority, in response to the request of a judge or on the advisory committee's own
41 motion, to issue advisory opinions interpreting the Maine Code of Judicial Conduct.
42Sec. 3. 5 MRSA §12004-B, sub-§8, as enacted by PL 1993, c. 381, §2, is repealed.
43Sec. 4. 5 MRSA §12004-G, sub-§23-B is enacted to read:
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123-B.
Judiciary Commission on Judicial Conduct Expenses only 4 MRSA §72
2Sec. 5. Staggered terms. Notwithstanding the Maine Revised Statutes, Title 4,
3 section 72, subsection 3, an appointing authority for the original appointments of members
4 of the Commission on Judicial Conduct shall designate 1/3 of the authority's appointments
5 for 6-year terms, 1/3 of the authority's appointments for 4-year terms and 1/3 of the
6 authority's appointments for 2-year terms. An initial term of 2 or 4 years may not be
7 considered a full term for purposes of limiting the number of terms for which a member
8 may serve.
10SUMMARY
11 This bill establishes the Commission on Judicial Conduct, comprised of 3 judicial
12 officers appointed by the Chief Justice of the Supreme Judicial Court, one each from the
13 Superior Court, the District Court and the Probate Court; 3 licensed attorneys appointed by
14 the Chief Justice; and 3 members of the public appointed by the Governor. The bill charges
15 the commission with receiving and investigating complaints, conducting hearings and
16 making findings and recommendations to the Supreme Judicial Court concerning
17 allegations that an Active or Active Retired Judge or Justice of the Supreme Judicial Court,
18 the Superior Court, the District Court or a county Probate Court has either engaged in
19 actions or omissions that constitute grounds for discipline or has a mental or physical
20 disability affecting the judge's or justice's judicial performance.
21 The bill also directs the commission to hire an executive director to assist the
22 commission in performing its duties, including by screening complaints and recommending
23 dispositions to the commission; employing counsel, private investigators, hearing officers
24 and other staff; administering the commission's budget; and preparing an annual report to
25 the Chief Justice of the Supreme Judicial Court and the joint standing committee of the
26 Legislature with jurisdiction over judiciary matters.
27 Finally, the bill authorizes the Supreme Judicial Court to establish an advisory
28 committee with the authority to issue advisory opinions interpreting the Maine Code of
29 Judicial Conduct.
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